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  "Academia Becomes Target for New Security Laws. Foreign Students Have Helped Propel the Research for Which US Universities are Famous. New Security Concerns Could Limit Their Ability to Contribute", By Mark Clayton, The Christian Science Monitor, September 24, 2002

<…> But since Sept. 11, visa "horror stories" have popped up at universities nationwide, many say. Such snafus may seem unremarkable in the wake of intensified concerns about foreigners entering the US under false pretenses. But they are just the most visible sign of a deeper shift taking place in higher education as the nation pushes for more safety and security in a post-9/11 world. Academia is suddenly finding itself a central target of new security laws and regulations. To some, the greater scrutiny is natural, given that universities are home to many foreign students and much potentially sensitive research. But as fall semester gets under way, university scientists worry that freedom of inquiry, open access, and internationalization - long valued in US higher education - are at risk. 

They say such security measures, though well intentioned, could undermine the free flow of intellectual exchange - both on campus and with researchers abroad - that has made US higher education a huge winner internationally. Tight security could also slow the work of labs that rely on foreign students as researchers or that have long-established ties with foreign counterparts. <…> One observer points to dozens of bills proposed in Congress since Sept. 11 with features that restrict higher education. The White House has its own plans, too. Key developments include: 
* A category of "sensitive information" being developed mainly for nonclassified, government-owned research. Some worry it could easily be expanded to include other government-funded university research. 
* The Bioterrorism Preparedness Act - passed in June - which mandates tighter scrutiny and background checks for microbiologists working with any of 36 pathogens on the US list of "select agents." 
* A government panel to review visa applications of foreign students applying for advanced study in fields including lasers, high-performance metals, navigation and guidance systems, nuclear engineering, biotechnology, and missile propulsion. 

About 550,000 foreign students study in the US - double the number from 15 years ago - and about half of US engineering PhDs are foreign-born. Such restrictions will sharply curb today's influx of foreign graduate students, stunting the basic research that undergirds America's technology-driven economy, some argue. "We can't fill our own schools with people from the US," says Bruce Alberts, president of the National Academy of Sciences. "They're just not coming through the system, not willing to work that hard. Higher education has been one of our greatest exports. If we give foreign graduate students the impression they're not welcome or they are second-class citizens, then we'll repel a lot of that talent." The new Interagency Panel for Advanced Science and Security (IPASS), which includes law-enforcement officials, will weigh applicants' countries of origin, area of study, and previous education, along with the nature of the research. When the panel is up and running, about 2,000 foreign nationals will be scrutinized each year out of roughly 500,000 applicants, officials say. "Universities have concerns [about new security laws], but most of these haven't translated into real concerns yet," says John Marburger III, director of the White House Office of Science and Technology Policy, which has been working with universities on limiting the impact of security regulations on higher education. "One area we are working on is the backlog on visas [for foreign students and researchers].... It has had some impact that we're concerned about." Some in the higher-education community are relieved the focus will be on identifying individuals before they get a visa - rather than fencing off whole fields of study to foreigners. <…>

Some constraints on foreign scholars' access to basic research have been around for years. Export controls on research developed in the space sciences are one example. But in other disciplines, such as microbiology, the rules are only beginning to be felt on campus. Students from the seven nations the US State Department lists as sponsors of terrorism will find it tougher to do university research in microbiology. There were 3,761 students last year from Libya, Sudan, North Korea, Iran, Iraq, Syria, and Cuba. The list could be expanded to a second tier of restricted countries, observers say. The new Bioterrorism Act and the USA Patriot Act provide criminal penalties for anyone possessing select biological agents or delivery systems not justified by "bona fide research." And "restricted persons," including faculty, students, or staff from nations on the terror list, may not possess, transport, or even see secretarial paperwork regarding them. But more rules are coming. Acting on a request by Homeland Security chief Tom Ridge, the Office of Management and Budget is drafting rules for a new sensitive-information category for government-owned research, less secret than classified information, but still restricted. Such rules could spill over to other government-funded research on campus. <…> Dr. Alberts, of the National Academy of Sciences, worries about censorship and even self-censorship developing in university labs. The NAS is convening a conference on the topic this fall. Likewise, the American Association of University Professors in Washington last week created a special committee to analyze "conflicts between the imperatives of national security and the imperatives of free researching." Some see risk, some see benefit 

But where some academics see a risk of science being entangled in red tape, others see value in creating a balance between openness and rules to ensure that the wrong people don't gain access to scientific information that might be used to create terror weapons. "We don't see research being shut down," says George Leventhal, senior federal-relations officer with the Association of American Universities. "My impression is that the [Bush] administration has made reasonable efforts when the regulations have affected the academic community." Richard Harpel, director of federal relations for the National Association of State Universities and Land-Grant Colleges, worries about damaging research. Still, "not all of this is bad," he says. "Many of those [restricted] select agents have been lurking in the back of refrigerators for decades. If for no other reason than housecleaning, this is worthy of our efforts." Such housecleaning was the undoing of Tomas Foral, a University of Connecticut graduate student who, in July, became the first person charged under the Patriot Act with unlawful possession of anthrax. Mr. Foral came across the substance, left over from 1960s experiments, while helping clean out a laboratory freezer last October. Graduate students are drilled to save specimens. In this case, however, university officials claim Foral was ordered to dispose of it but did not. FBI agents later found two vials in his section of a freezer at the Storrs campus. The Czech-born US citizen has hired a lawyer. He is being investigated by his university and his name has been added to a watch list. <…> The international exchange of information in the biological sciences may become more regulated. The impact could range from nil to major. I think the inability of researchers overseas to collaborate or come to the US or to publish results would be major." The Bioterrorism Preparedness Act, signed into law by President Bush in June, is so new its final regulations won't be done until December. But the act makes clear it is not just students who will be under the federal microscope: Colleges and universities as institutions will be scrutinized, too. The Department of Health and Human Services will inspect college labs to ensure compliance with select agent possession, use, transfer, and security requirements. Universities and colleges already had to scramble to meet a Sept. 10 deadline to notify federal authorities if they had any of the 36 select agents, pathogens like ebola or anthrax. Under the new law, institutions also must limit access to researchers and students with a "legitimate need." The American Council on Education says this shift "represents a major compliance challenge." 

But to the Bush administration, pressing for such changes is not unreasonable. Everybody should be vigilant about maintaining the openness necessary for effective scientific research, it can't be carried out in a closed community. Universities have been helpful in working with my office and working on some good ideas." In space sciences, for instance, it's a delicate dance to comply with International Traffic in Arms Regulations (ITAR), which are Reagan-era export controls on technology. In March, the State Department tightened ITAR controls, further limiting a higher-education exemption that permits communicating about research with foreign colleagues if they are from NATO countries. Besides being difficult to understand, such rules leave researchers fearing fines or jail for discussions with foreign colleagues. The result: University scientists often feel compelled to apply for export licenses when doing collaborative research with foreign graduate students and faculty. They might even drop the experiment because of the hassle. 

John Mester, a senior physicist with Stanford University, is working on a satellite-based experiment overshadowed by ITAR controls. He hopes the experiment, to be launched next spring, will spot where Einstein's general theory of relatively breaks down by measuring gravity fluctuations in space. "I'm very concerned that they might restrict access to foreign nationals and to what research people can publish in open literature," he says. He is also working on another satellite-based experiment in collaboration with European researchers. He worries it may not get NASA funding due to tighter ITAR controls. Dr. Mester recalls, too, the example of past graduate students Haiping Jin, a South Korean, and Peter Wiktor, a German. The two worked on the gravity project a few years ago and helped produce a breakthrough in thruster research. Their research was handed over to an aerospace company, which built the research satellite with thruster technology based directly on the duo's work. Still, neither foreign student ever got to see the actual thrusters or even their designs. Both men were nonresidents and barred under ITAR rules from seeing the technology. <…>

Even in the go-go 1990s, bright foreigners had to work hard to get visas to become graduate students in the United States. But the bureaucratic hurdles since 9/11 are now so difficult that many will seek to attend university elsewhere, many say. Just ask Xiaoyong Wang, a graduate student in mechanical engineering at the University of California at Los Angeles. He got into the US to study before the attacks - but now his friends, who thought they would follow, are stuck back in China. "I know it is getting harder because this year, some of my friends got the offer from the universities, but they couldn't get a visa from the embassy," he says. In a sign of the times, Chinese students turned down for US student visas held rare public protests twice last month at the US Embassy in Beijing. The increasing difficulty of getting US student visas is just beginning to be documented. The Institute of International Education in New York reports that students may choose Canada, Britain, and Australia instead of the US because of these visa issues. The American Physical Society says early results of an e-mail survey of 184 physics departments indicates Chinese students are having the worst problems. <…>

It was the 1940s, and Hitler's Germany was racing to build an atom bomb. Sensing the Germans were on the wrong trail, and not wanting to help, American university scientists collectively did the nearly unthinkable: They all but stopped publishing about nuclear physics. <…> A few microbiologists are already asking journals if they can publish their research but omit the methods that others would need to know to reproduce experiments, says Ronald Atlas, president of the American Society for Microbiology. That idea, he says, is a "nonstarter." It would prevent peer review and undermine science. Still, Dr. Atlas has called for serious debate about security and self-censorship within the academy. The National Academy of Sciences (NAS) plans to host a November conference to debate such issues. And the American Association of University Professors announced last week it would create a committee to review the impact of new security laws on academic freedom. A key concern: government censorship. This summer, the Department of Defense circulated a 111-page draft directive outlining criminal sanctions for open discussions of certain types of research on campus. <…>